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form4api

TypeScript SDK for Form4API — real-time SEC Form 4 insider trading, Form 144 intent-to-sell, institutional 13F-HR, and congressional STOCK Act trading data, including the insider/Congress convergence signal.

npm version npm downloads license

Works in Node.js 18+ and any modern browser via native fetch. Fully typed.

Installation

npm install form4api

Quick start

import { Form4ApiClient } from "form4api";

const client = new Form4ApiClient({ apiKey: "YOUR_API_KEY" });

// Recent open-market purchases at Apple
const buys = await client.transactions.list({ ticker: "AAPL", code: "P", perPage: 5 });
for (const txn of buys) {
  console.log(txn.insiderName, txn.insiderTitle, txn.sharesAmount, "@", txn.pricePerShare);
}

// Company overview
const company = await client.companies.get("MSFT");
console.log(company.name, company.activeInsiders, "active insiders");
console.log(company.sicDescription, company.stateOfIncorporation);

// Insider detail
const insider = await client.insiders.get("0001234567");
console.log(insider.name, insider.officerTitle);

// Cluster-buy signals (Business plan)
const signals = await client.signals.list({ clusterBuy: true });
for (const sig of signals) {
  console.log(sig.companyName, sig.insiderCount, "buyers");
}

Resources

client.transactions

const txns = await client.transactions.list({
  ticker?: string;
  cik?: string;
  insiderCik?: string;
  code?: string;          // "P" = purchase, "S" = sale
  from?: string;          // ISO date "2025-01-01"
  to?: string;
  exclude10b5?: boolean;  // omit trades filed under a 10b5-1 plan
  codes?: string;            // comma-separated include, e.g. "P,S"
  excludeCodes?: string;     // comma-separated exclude, e.g. "A,M,F,G"
  category?: string;         // open_market | grants | derivatives | gifts | other
  excludeCategory?: string;  // drop a whole category, e.g. "derivatives"
  excludeDerivative?: boolean; // drop derivative-security rows
  significant?: boolean;     // preset: open-market, no 10b5-1, no derivatives
  minValue?: number;         // USD trade value (shares x price) — Pro+
  maxValue?: number;         // Pro+
  minShares?: number;        // Pro+
  maxShares?: number;        // Pro+
  page?: number;
  perPage?: number;       // max 100 for /v1/transactions (500 for other list endpoints)
});

// Paginate (async generator) — stops on a short/empty page, or throws
// PaginationLimitError if the key's plan-gated pagination depth is hit
// (Free: 20 pages, Starter: 100, Pro+: unlimited). Pages already yielded
// are still delivered before that error is thrown. Pass maxPages to stop
// deliberately before that ever happens.
try {
  for await (const page of client.transactions.paginate({ ticker: "AAPL" }, { maxPages: 20 })) {
    // page: Transaction[]
  }
} catch (err) {
  if (err instanceof PaginationLimitError) {
    console.log(`Stopped after ${err.pagesYielded} pages — upgrade to go deeper`);
  }
}

Transaction fields:

Field Type Description
ticker string Stock ticker
companyName string Company name
insiderName string Insider's full name
insiderCik string Insider CIK
insiderTitle string | null Officer title as reported on the Form 4
isDirector boolean Director relationship flag
isOfficer boolean Officer relationship flag
is10PctOwner boolean 10% owner relationship flag
accessionNumber string SEC accession number
securityTitle string Security type
transactionCode string Transaction code (P/S/A/D/…)
isOpenMarket boolean true when code is P or S (not grants/awards)
is10b5Plan boolean Filed under a Rule 10b5-1 pre-scheduled trading plan
sharesAmount number Shares transacted
pricePerShare number | null Price per share
totalValue number | null sharesAmount × pricePerShare in USD
sharesOwnedAfter number | null Holdings after transaction
directIndirect string | null "D" (direct) or "I" (indirect)
isDerivative boolean Derivative security flag
transactionDate string ISO datetime
periodOfReport string ISO datetime

client.insiders

const insider = await client.insiders.get(cik: string);
const txns = await client.insiders.transactions(cik: string, { from?, to?, page?, perPage? });

client.companies

const company = await client.companies.get(ticker: string);
const insiders = await client.companies.insiders(ticker: string);

Company fields: cik, name, ticker, exchange, totalFilings, activeInsiders, sicDescription, stateOfIncorporation, website

client.signals (Business plan)

const signals = await client.signals.list({
  ticker?: string;
  clusterBuy?: boolean;   // only cluster-buy signals
  clusterSell?: boolean;  // only cluster-sell signals
  page?: number;
  perPage?: number;
});

// Paginate (async generator) — same plan-gated depth limit and
// PaginationLimitError behavior as client.transactions.paginate() above.
for await (const page of client.signals.paginate({ clusterBuy: true }, { maxPages: 20 })) {
  // page: InsiderSignal[]
}

client.webhooks

const sub = await client.webhooks.create(url: string, eventTypes: string[]);
const subs = await client.webhooks.list();
await client.webhooks.delete(subscriptionId: number);
const events = await client.webhooks.events({ since?: string });

Event types: "TransactionFiled", "ClusterBuy", "ClusterSell"

client.search()

const results = await client.search(q: string, { limit?: number });
// results.companies: { ticker, name, cik }[]
// results.insiders:  { cik, name, title: string | null, ticker: string | null }[]

Combined name search across companies (matched by ticker or name) and insiders (matched by name) — for resolving free-text input to a specific ticker or CIK, e.g. a site search box. q must be 2-64 characters after trimming, or the call throws InsiderApiError with errorCode "QUERY_TOO_SHORT" or "QUERY_TOO_LONG". Insiders are matched by splitting q on whitespace and requiring every token to match the name, so "tim cook" matches the SEC-style "Cook Timothy D". limit applies independently to each of the two result lists (default 8, max 20). Each insider's ticker is a ticker associated with that insider and may be null. Free tier, not plan-gated.

Full resource surface

Every plan-gated endpoint the API exposes has a typed method here. Resources generated from the OpenAPI spec sit alongside the hand-written ones above:

Resource Methods
client.transactions .list(), .paginate()
client.insiders .get(cik), .list(), .directory(), .transactions(cik), .summary(cik) (Pro), .scorecard(cik) (Pro), .leaderboard() (Business)
client.companies .get(ticker), .insiders(ticker), .list()
client.signals .list(), .paginate(), .explain(ticker), .sentiment(ticker) — Business; .convergence() — Pro
client.congress .trades(), .politicians() (Pro), .politician(idOrSlug) (Pro), .ticker(ticker) (Pro)
client.form144 .list() — Business
client.holdings .list(), .managers() — Business
client.filings .list(), .recent(), .get(accessionNumber)
client.stats .get() — public, no key required
client.dataQuality .get() — public, no key required
client.status .history()
client.webhooks .create(), .list(), .delete(id), .events()
client.search(q, { limit? }) Name search for companies and insiders. Free tier

Post-trade returns (1d/1w/1m/3m/6m) come back on transaction rows, and the minReturn* screening filters are parameters on client.transactions.list() (returns visible free; screening Pro).

Calling an endpoint your key isn't entitled to throws PlanError (HTTP 402) carrying requiredPlan, currentPlan, and upgradeUrl rather than failing opaquely.

For the full parameter reference see the REST docs. For LLM workflows, form4api-mcp exposes the same endpoints as tools.

Error handling

import { AuthError, PlanError, PaginationLimitError, RateLimitError, NotFoundError } from "form4api";

try {
  const signals = await client.signals.list();
} catch (err) {
  if (err instanceof PlanError) {
    console.log(`Upgrade to ${err.requiredPlan}`);
  } else if (err instanceof RateLimitError) {
    console.log(`Retry after ${err.retryAfter}s`);
  } else if (err instanceof AuthError) {
    console.log("Invalid API key");
  }
}

Pagination limits

transactions.paginate() and signals.paginate() keep requesting pages until the data runs out — or, since the backend's 2026-08-01 plan-gated pagination depth (Free: 20 pages, Starter: 100, Pro+: unlimited), until the next page is rejected with a 402. That 402 is never swallowed: it surfaces mid-iteration as PaginationLimitError, thrown only after every page already yielded has been delivered to your loop — pagesYielded tells you exactly how many, and the original PlanError is preserved as err.cause.

try {
  for await (const page of client.transactions.paginate({ ticker: "AAPL" })) {
    // ...
  }
} catch (err) {
  if (err instanceof PaginationLimitError) {
    console.log(`Stopped after ${err.pagesYielded} pages — ${err.message}`);
  }
}

Pass maxPages in the second argument to stop deliberately before the plan's depth limit is ever reached:

for await (const page of client.transactions.paginate({ ticker: "AAPL" }, { maxPages: 10 })) {
  // ...
}

The client retries 5xx errors and network failures up to 2 times (configurable via maxRetries). 4xx responses are surfaced immediately without retry.

const client = new Form4ApiClient({
  apiKey: "YOUR_API_KEY",
  maxRetries: 3,   // default: 2
  timeout: 10_000, // ms, default: 30000
});

License

MIT

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